Case 1:05-cv-08626-JSR Document 728 Filed 08/03/10 Page 1 of 13UNITED STATES DISTRICT SOUTHERN DISTRICT OF N No. 05 CV 8626 (JSR) IN RE REFCO, INC. SECURITIES LITIGATION : 1 ORDER PRELIMINARILY APPROVING PROPOSED ' AUDIT COMMITTEE AND THL DEFENDANTS WHEREAS, a consolidated class action is pending in this Court entitled In re Refco, Inc. Securities Litigation, No. 05 Civ. 8626 (JSR) (S.D.N.Y.) (the "Action"); WHEREAS, Lead Plaintiffs RH Capital Associates LLC and Pacific Investment Management Company LLC ("Lead Plaintiffs"), on behalf of themselves and the class of persons and entities defined below, and Defendants Ronald L. O'Kelley, Leo R. Breitman, Nathan Gantcher, Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Equity (Cayman) Fund V, L.P., Thomas H. Lee Partners, L.P., THL Equity Advisors V, LLC, Thomas H. Lee Investors Limited Partnership, The 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee, David V. Harkins, Scott L. Jaeckel and Scott A. Schoen (the "Settling Defendants" and, together with the Lead Plaintiffs, the "Settling Parties"), have determined to settle all claims asserted against the Settling Defendants in this Action with prejudice on the terms and conditions set forth in the Stipulation and Agreement of Settlement, dated March 29,2010 and amended on May 3, 2010 (the "Stipulation"), subject to the approval of this Court (the "Settlement"); and WHEREAS, the Settling Parties have made an ...
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